Investigative Journalism & In-Depth Reporting
Securities and Exchange Commission enforcement actions, settlements, and investigations
The SEC alleges a billion-dollar accounting fraud at Compass Diversified's Lugano Diamonds unit, proposes rescinding the pay-to-play rule, and more in today's review of EDGAR filings and enforcement actions.
TIJ's daily EDGAR digest: SEC alleges $1B in fictitious revenue at Compass Diversified's Lugano Diamonds; an $80M fund scheme targeting retirees; GoPro's $285M recapitalization; FedEx Freight fires an EVP; SoundHound-LivePerson…
The Investigative Journal’s daily review of notable filings on the SEC’s EDGAR system, Commission rulemaking, and enforcement actions. Every item below is drawn from public records linked in the text.…
The SEC and FDA sign an information-sharing MOU with direct consequences for biotech disclosure, the SEC charges 38 entities over allegedly fake adviser filings, former Tricolor executives face fraud charges…
The SEC charges 38 entities over false adviser filings, settles AI-hype claims against GenesisAI, and drops its Stephen Buyer case, while Pilgrim's Pride discloses a $31 million JBS settlement.
The Investigative Journal's daily SEC filings digest: a 38-defendant false-filings sweep, a negligence suit against crowdfunded GenesisAI, the Buyer insider-trading case winds down, two deregistration proceedings, Amrize's same-day CFO handoff,…
The SEC dismisses its civil insider trading case against former Rep. Stephen Buyer, settles with AI startup GenesisAI, and Nvidia files a $96.2 billion quarter — plus auditor changes, restructuring…
Two insider-trading complaints, Tricolor fraud fallout, a $600 million subprime auto financing, and the crypto rulemaking clock — the filings that mattered this week.
TIJ's daily SEC filing digest: the Vanguard Fair Fund decision moves to February 2027, former Tricolor executives face fraud charges over $1.9 billion in ABS offerings, James Hardie sells its…
The SEC closed the week with insider trading charges alleging $18.5 million in profits on a utility buyout, fraud charges against Tricolor’s former executives, a proposed Live Ventures settlement, and…