Investigative Journalism & In-Depth Reporting
Securities and Exchange Commission enforcement actions, settlements, and investigations
Charter closes its Cox and Liberty Broadband transactions, Ross Stores discloses a $253 million tariff-refund windfall, Hertz caps its controlling holder's votes, and the SEC charges former Tricolor executives over…
Today's SEC Watch: fraud charges against former Tricolor executives over an alleged $1.9 billion double-pledging scheme, the SEC's proposed Regulation Crypto Assets, and notable filings from Unity Software, Korn Ferry,…
The SEC charges former Tricolor executives over an alleged $1.9 billion double-pledging scheme, plus a $74M pre-IPO boiler room, Netcapital revenue-fraud claims, Berkshire's 13F pivot, and disclosure notes from Home…
TIJ's daily EDGAR digest: the SEC alleges a $74 million pre-IPO boiler room; Nocera pulls two years of financials; ResMed swaps KPMG for PwC; FedEx and Medtronic file fall proxies.
Berkshire Hathaway turns net buyer in its Q2 13F, the SEC pulls its crypto offering-rules vote at the last minute, and fraud charges hit Netcapital and an alleged $47 million…
Four SEC fraud actions in four days allege over half a billion dollars raised from investors, as Q2 13F filings come due and Securitize reports its first quarter as a…
Wednesday's filings: Cisco's record fiscal 2026 and $9.3 billion in AI orders, Home Depot's CEO medical leave, Cerebras' post-IPO loss, Trian's 13-F trims, and SEC fraud charges against Netcapital and…
SEC charges pre-IPO adviser Adit Ventures in alleged fraud; UWM details its $1.65B Oaktree recapitalization; Innovex holders complete a secondary; and a SPAC hands control to a retired Chinese bank…
A new SEC Financial Reporting and Accounting Unit, a rare Item 4.02 restatement disclosure, a $152 million REIT fraud case, and the week's notable proxies and 10-Qs — with links…
Two multibillion-dollar cash mergers, two abrupt executive exits, a dismissed insider-trading case, and a new SEC accounting-fraud unit — the week in filings.