SEC Enforcement

A federal judge dismissed the SEC's fraud case against FirstEnergy's former CEO, as EDGAR surfaced fresh fraud judgments, two settled real estate offering-fraud actions, a going-private merger, and an auditor…

A federal judge dismissed the SEC's case against former FirstEnergy CEO Charles E. Jones on June 27, even as the Commission booked default and settled fraud judgments and advanced sweeping…

TIJ's daily SEC EDGAR digest: Martin Marietta's $13.5B Lhoist deal, Corteva's Vylor seed spin-off, AeroVironment's doubled revenue, plus new SEC insider-trading, spoofing, and crypto-fraud actions.

A daily review of notable SEC filings: proposed rescissions of the climate-disclosure and Reg NMS rules, Robinhood's $2.2B note sale, distress at America's Car-Mart, a SPAC closing, and two fresh…

A nuclear engineer accused of trading on the Three Mile Island restart headlines a week of SEC insider-trading and adviser-fraud actions, alongside executive-departure 8-Ks and a climate-disclosure rollback.

TIJ's daily review of SEC filings: a run of June insider-trading and offering-fraud cases set against Chairman Atkins's push to scale back corporate disclosure.

A $100 million penalty against Western Asset Management anchors a busy SEC stretch — UPS and GrubMarket investor-restitution plans, a hotel-fund fraud settlement, a delinquency revocation, and a proposed rollback…

Fiserv disclosed an abrupt, no-severance CEO change; the SEC proposed scrapping Regulation NMS Rules 611 and 610(e); and enforcement staff logged a $4M fraud case and two biotech insider-trading settlements.

A daily review of notable SEC filings and actions: a proposed rescission of climate-disclosure rules, consent judgments against the Adani founders, a RYVYL disclosure-fraud settlement, and more.

EDGAR filings this week include a $500M Pharmakon-led debt facility at Mineralys Therapeutics, Comcast's multi-billion-dollar debt tender, an Eastern Company defense roll-up, BREIT leadership churn, and an SEC enforcement action…