Investigative Journalism & In-Depth Reporting
Securities and Exchange Commission enforcement actions, settlements, and investigations
By Eduardo Bacci, The Investigative Journal Recent filings posted to the U.S. Securities and Exchange Commission’s EDGAR system and on the Commission’s enforcement and press release pages reveal a steady…
The SEC's first half of May 2026 produced a $1.5M Musk Trust settlement over Twitter disclosure, charges against 21 alleged insider traders, a $26M HYIP receivership, and a proposal to…
Daily digest: Musk Revocable Trust agrees to $1.5M penalty over Twitter Schedule 13D timing; SEC charges 21 in law-firm insider trading ring; Atkins proposes optional semiannual reporting; RYVYL, Cataldo, and…
TIJ's daily SEC scan: 21 charged in a decade-long M&A insider trading ring tied to law firm leaks; the Commission proposes optional semiannual reporting in place of 10-Qs; the Musk…
TIJ daily SEC Watch: contested ADM accounting-fraud litigation, Expand Energy's $1.16B Q1 and 20-year LNG offtake, FAF chairman RSU cancellation, Energy Fuels CEO succession, mid-cap operational departures at RGA/Angi/Accuray, the…
By Eduardo Bacci, The Investigative Journal Tuesday’s filings to the U.S. Securities and Exchange Commission produced one of the busier slates of the spring: a contested roadside-assistance company changed hands…
The SEC charged adviser Jay Lucas in a $50 million alleged fraud, Wheels Up executed a 1-for-20 reverse split, Crane completed its CEO transition, Yesway closed its IPO, Velo3D priced…
TIJ's daily SEC EDGAR digest: Apollo Commercial Real Estate Finance closes an $8.6 billion loan-portfolio sale to insurance affiliate Athene; La Rosa Holdings discloses non-reliance on multiple years of financial…
Daily SEC filing digest: Norfolk Southern’s Q1 10-Q shows merger and Eastern Ohio incident charges; Constellation Brands files FY26 10-K; CME, Halliburton, and Texas Instruments report quarterly results; Shutterstock amends…
Tuesday's SEC EDGAR intake: a completed $20B regional bank merger, SoundHound's acquisition of LivePerson with a parallel debt restructuring, a Driven Brands Nasdaq deficiency notice, and a micro-cap serial-financing pattern…