Investigative Journalism & In-Depth Reporting
Securities and Exchange Commission enforcement actions, settlements, and investigations
The SEC stands up a Financial Reporting and Accounting Unit and settles with UBS for $20 million over late SARs, while quarterly filings show diverging fortunes at Monolithic Power and…
The Investigative Journal’s daily review of notable filings on the SEC’s EDGAR system and enforcement actions announced by the Commission. Every item below is drawn directly from public records, with…
TIJ’s daily SEC filing digest: SpaceX’s first public earnings report shows 92% revenue growth ahead of Thursday’s lock-up window, AMD’s record $11.5 billion quarter, the Blazar Token settlement, the DreamFunded…
TIJ's daily SEC filing digest: a $20 million UBS settlement over late SARs, the $152 million RAD Diversified REIT fraud complaint, Gotbit's crypto wash-trading judgment, BMW's $16.1 million investor payout,…
A $1.3B dealership acquisition, a $400,000 ETF penalty, a make-or-break FDA date, and $18.6M returned to investors — our daily read of notable SEC filings and enforcement.
The Atkins SEC advanced a disclosure-modernization agenda—an e-delivery overhaul and a proposed climate-rule rescission—while standing up a new Retail Fraud Working Group. Plus a fresh Clover Health cyber 8-K and…
First Hawaiian's $34B TriCo merger, CEO/CFO exits at Brown-Forman and CoStar, and the SEC's new Retail Fraud Working Group top today's filings.
The SEC settled a fraud case against EV maker Battle Motors and its CEO, while July EDGAR filings revealed a law-enforcement seizure at Alarum's NetNut proxy network, Cable One's debt-heavy…
The SEC launched a Retail Fraud Working Group as fresh microcap and unregistered-broker cases landed and Fiserv and Copart disclosed executive exits.
The SEC launched a Retail Fraud Working Group and settled insider-trading, microcap and unregistered-broker cases, while DLH Holdings and Replimune filed key disclosures.