SEC Enforcement

TIJ's daily SEC digest: C-suite exits at Fiserv, EchoStar and Align, a settled AstraZeneca insider-trading case, Cable One's leveraged MBI buyout, and the dismissal of the SEC's case against FirstEnergy's…

The SEC's Division of Enforcement launches a Retail Fraud Working Group as July 8 EDGAR filings deliver earnings from Levi Strauss and Helen of Troy, an €850M Jefferies note sale,…

The SEC launched a Retail Fraud Working Group on July 7 as first-of-month 8-K filings brought CEO exits at Genworth, ARS Pharmaceuticals and Scotts Miracle-Gro, and Coty disclosed a ~$400M…

The SEC's post-holiday docket: Merrill Lynch's $7.5M AML order, fresh fraud judgments against Kushner and Quest Education, marquee Adani and Musk consents, and a Q1 2026 IPO surge.

A federal judge dismisses the SEC’s securities-fraud case against former FirstEnergy CEO Charles E. Jones; ExxonMobil completes its move to Texas; Kroger bids $1.65B for Giant Eagle; and the SEC…

A federal judge dismissed the SEC's fraud case against FirstEnergy's former CEO, as EDGAR surfaced fresh fraud judgments, two settled real estate offering-fraud actions, a going-private merger, and an auditor…

A federal judge dismissed the SEC's case against former FirstEnergy CEO Charles E. Jones on June 27, even as the Commission booked default and settled fraud judgments and advanced sweeping…

TIJ's daily SEC EDGAR digest: Martin Marietta's $13.5B Lhoist deal, Corteva's Vylor seed spin-off, AeroVironment's doubled revenue, plus new SEC insider-trading, spoofing, and crypto-fraud actions.

A daily review of notable SEC filings: proposed rescissions of the climate-disclosure and Reg NMS rules, Robinhood's $2.2B note sale, distress at America's Car-Mart, a SPAC closing, and two fresh…

A nuclear engineer accused of trading on the Three Mile Island restart headlines a week of SEC insider-trading and adviser-fraud actions, alongside executive-departure 8-Ks and a climate-disclosure rollback.